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How to
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Steps to Be Taken by the Non-Resident Individual or
Institutional Investor to Purchase Investment Certificates of an
Open-end Diversified Unit Investment Fund “KINTO-Classical” (the
Fund)
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The minimum amount of the initial investment is not less than UAH
1,000 (without the Agent’s commission).
INVESTMENT CERTIFICATES PURCHASE PROCEDURE
Prepare the Application on purchasing the Fund’s investment certificates,
Questionnaire, and sign the Investment Certificates Purchase Agreement. The
Application on Purchase is irrevocable. The documents must be signed in person
in the office of the Agent on placement and purchasing investment certificates –
“KINTO, Ltd” (“Agent”) located in 2 Lysenko Str, Kyiv, in presence of the
Agent’s representative. The Applications can be submitted from
1300-1700 p.m (Mon- Fri). If you are an
individual-non-resident of Ukraine, please submit the following documents:
- Identification document (passport or other ID);
- Certificate with the details of the Investment account in UAH
(hryvnia) in the Ukrainian bank from which payment will be done;
- Notary witnessed power of attorney preliminary agreed with us in
case the investor’s representative signs the
documents.
| If you are a non-resident
legal entity of Ukraine, please submit the following documents:
- Notary-witnessed and legalized document of the legal entity
registration in the country of incorporation (state registration
certificate, Extract from Trade, Court or Banking Registry with the
notary certified translation into the Ukrainian language);
- Notary certified and legalized Extract from constituent documents
with notary certified translation into the Ukrainian language containing
information on the founders, management bodies structure and their
respective authorities;
- Notary certified and legalized document, confirming electing
(appointment) of persons, authorized to act on behalf of legal entity
without the power of attorney with notary certified translation into the
Ukrainian language; in case the authorized person acts on behalf of the
legal entity on the instruction of the latter, the notary witnessed and
legalized power of attorney with notary certified translation into the
Ukrainian language must be attached;
- Bank certificate with the details of the Investment account in UAH
opened with the bank in Ukraine;
- If the application and other documents are submitted not by the
manager or authorized person of this legal entity in person, their
representative submits notary certified and legalized power of attorney
issued by the legal entity manager to legal entity’s authorized
representative that confirms his/her authorities to submit the
documents; such power of attorney must be submitted with the notary
certified translation into the Ukrainian language.
- Legal entity manager or authorized person, or legal entity
authorized representative presents personal identification
document.
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On the basis of the submitted documents the Agent prepares the Application on
purchasing the investment certificates, Questionnaire and the Agreement. The
documents are checked and signed by the Investor. If the Investor is a legal
entity, the documents are witnessed with the Investor’s seal. One copy of the
Agreement must be kept with the Investor for confirmation of his expenses on
purchasing investment certificates. In the Application the Investor must
specify the quantity of investment certificates he/she intends to buy. The total
amount of Agreement contains the Agent’s commission.
The Agent's Front-end Commission that increases the price of
the Fund's investment certificates by:
1% - in case the total value of
the Fund's investment certificates (without the Agent's Commission) purchased by
Investor is UAH 5,000 (five thousand) and more;
2% - in case the total
value of the Fund's investment certificates (without the Agent's Commission)
purchased by Investor is less than UAH 5,000 (five thousand).
The payment for investment certificates is completed when the money is
transferred to the Fund’s bank account. The payment is made through the bank
transfer of the required amount from the investor’s investment account in UAH,
opened in the Ukrainian bank, to the Fund’s bank account no later than one
working day following the day of signing the Agreement. In case the Investor
fails to transfer the payment for investment certificates during the next
working day following the day of signing the Agreement, Application and
Investment Certificates Purchase Agreement lose a legal power and will be
annulled.
We strongly suggest doing a state registration of the foreign
investment of no later than 3 working days after the investor has made the
actual payment for Fund’s investment certificates.
No later than 7 (seven) calendar days from the day of payment for investment
certificates, the Fund’s certificates are registered in investor’s name. From
this moment the Investor becomes the owner of the investment certificates.
INVESTMENT CERTIFICATES SALE PROCEDURE
Prepare the Application on sale the Fund’s investment certificates, and sign
the Investment certificates Sale Agreement. The Application on sale is
irrevocable. The documents must be signed in person in the office of the Agent
on placement and purchasing investment certificates – “KINTO, Ltd” (“Agent”)
located in 2 Lysenko Str, Kyiv, in presence of the Agent’s representative. The
Applications can be submitted from 1300-1700 p.m (Mon-
Fri). If you are an individual-non-resident of Ukraine, please submit the
following documents:
- Identification document (passport or other ID);
- Certificate with the details of the Investment account in UAH
(hryvna) in the Ukrainian bank;
- Notary witnessed power of attorney preliminary agreed with us in
case the investor’s representative signs the documents;
- An official extract from the investor’s securities account with the
Custodian – participant of Ukrainian depository
system.
| If you are a non-resident
legal entity of Ukraine, please submit the following documents :
-
Notary-witnessed and legalized document of the legal entity
registration in the country of incorporation (state registration
certificate, Extract from Trade, Court or Banking Registry with the
notary certified translation into the Ukrainian language);
- Notary certified and legalized Extract from constituent documents
with notary certified translation into the Ukrainian language containing
information on the founders, management bodies structure and their
respective authorities;
- Notary certified and legalized document, confirming electing
(appointment) of persons, authorized to act on behalf of legal entity
without the power of attorney with notary certified translation into the
Ukrainian language; in case the authorized person acts on behalf of the
legal entity on the instruction of the latter, the notary witnessed and
legalized power of attorney with notary certified translation into the
Ukrainian language must be attached;
- Bank certificate with the details of the Investment account in UAH
opened with the bank in Ukraine;
- If the application and other documents are submitted not by the
manager or authorized person of this legal entity in person, their
representative submits notary certified and legalized power of attorney
issued by the legal entity manager to legal entity’s authorized
representative that confirms his/her authorities to submit the
documents; such power of attorney must be submitted with the notary
certified translation into the Ukrainian language;
- Legal entity manager or authorized person, or legal entity
authorized representative presents personal identification document;
- An official extract from the Investor’s securities account with the
custodian – participant of Ukrainian depository
system.
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On the basis of the submitted documents the Agent prepares the Application on
purchasing the investment certificates and the Agreement. The documents are
checked and signed by Investor. If the investor is a legal entity, the documents
are witnessed with the Investor’s seal. One copy of the Agreement must be
kept with the Investor for confirmation of his income from sale of investment
certificates. In the Application the Investor must specify the quantity of
investment certificates for sale. The total amount of Agreement contains the
Agent’s discount.
The Agent's Back-end Commission that decreases the price of the Fund's
investment certificates by:
1% - in case the total value of the Fund's
investment certificates (without the Agent's Commission) for sale by Investor is
UAH 5,000 (five thousand) and more;
2% - in case the total value of
the Fund's investment certificates (without the Agent's Commission) for sale by
Investor is from UAH 1,000 (one thousand) inclusive to UAH 5,000 (five
thousand);
4% - in case the total value of the Fund's investment
certificates (without the Agent's Commission) for sale by Investor is less than
UAH 1,000 (one thousand).
The account, on which the money for investment certificates redemption should
be transferred, is to be indicated in the Application on sale the Fund’s
investment certificates.
Settlement on the Fund’s investment certificates is made through the bank
transfer on Investor’s account in UAH and should take no longer than 7
workdays from the moment the investor submitted the Application on sale the
Fund’s investment certificates.
Investor instructs the Custodian on delivery of investment certificates to
the Fund. After settlement on investment certificates, the Custodian writes off
corresponding quantity of Fund’s investment certificates from Investor’s
security account. The Custodian provides in the Investor with an extract that
states the quantity of investment certificates left on Investor’s account.
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