Legal Entities

For a non-resident legal person:

• Securities account opening agreement;
• Questionnaire for the securities account;
• Appendix to the agreement (tariffs for services of the custodian);
• Document of legal entity registration in the country of incorporation (state registration certificate, extract from Trade, Court or Banking Registry, registration certificate of the municipal authority) legalized and notary certified copy with the notary certified translation into the Ukrainian language;
• Legalized constituent documents (with amendments) with the notary certified translation into the Ukrainian language (or notary certified and legalized Extract from constituent documents with the notary certified translation into the Ukrainian language containing information on the founders, management bodies structure and their authorities);
• Legalized document, confirming electing (appointment) of persons, authorized to act on behalf of the legal entity without a power of attorney with the notary certified translation into the Ukrainian language. In case the authorized person acts on behalf of the legal entity, the notary certified and legalized power of attorney with the notary certified translation into the Ukrainian language must be attached.
• Legalized and notary certified power of attorney for Account administrator with the notary certified translation into the Ukrainian language if account administrator is not this legal entity manager.
• The document containing details of the bank with the account, with the details of the account (original or duly certified copy);
• Notary certified and legalized card with signatures of the account administrators and the seal specimen of legal entity (if any) with the notary certified translation into the Ukrainian language;
• Questionnaire for account manager (individual) (submitted in case there is information in the questionnaire for the securities account on the account manager);
• Questionnaire for account manager (legal person) (submitted in case there is information in the questionnaire for the securities account on the account manager);
• Legalized Extract from constituent documents with information on the Company’s shareholders, with the notary certified translation into the Ukrainian language (notary certified copy);
• Tax payer registration certificate (form No. 4-ОПП) - if available;
• Filled in questionnaire (this is a reading copy of the document. According to the legislation of Ukraine, the document is signed in Ukrainian);
• Documents* with information which identifies securities accounts managers (administrators and individuals, stated in cl. 2 of the questionnaire);
• Application for opening ther securities account.

* For Ukrainian residentrs:

· passport or other ID;

· the document with information on place of residence or whereabouts (if this information is not stated in passport);

· identification number certificate.

For non-resident:

· passport or other ID;

· the document with information on place of residence or temporary residence in Ukraine;

· document on information on citizenship (if it is not stated in ID).

Documents from legal entities must have outgoing registration number.

All documents submitted to the Custodian which were issued or executed on the territory of foreign country should be duly legalized if not stipulated otherwise by international agreements, approved by Verkhovna Rada of Ukraine. These documents can be certified in accordance with legislation of the country of their origin, translated into Ukrainian language (except documents in Russian) and legalized in the consulate of Ukraine or certified at the embassy of the corresponding country in Ukraine and legalized in the Ministry of Foreign Affairs of Ukraine or certified by apostil stipulated by Convention as of 05.10.61, which cancels the requirement for legalization of foreign official documents. The copies of these documents should be certified by notary.